Online Statistical Inference for Stochastic Optimization via Kiefer-Wolfowitz Methods

Published in arXiv (accepted by JASA), 2021

Recommended citation: Chen, Xi, Zehua Lai, He Li, and Yichen Zhang. "Online Statistical Inference for Stochastic Optimization via Kiefer-Wolfowitz Methods." arXiv e-prints (2021): arXiv-2102.03389. https://arxiv.org/pdf/2102.03389.pdf

Abstract:

This paper investigates the problem of online statistical inference of model parameters in stochastic optimization problems via the Kiefer-Wolfowitz algorithm with random search directions. We first present the asymptotic distribution for the Polyak-Ruppert-averaging type Kiefer-Wolfowitz (AKW) estimators, whose asymptotic covariance matrices depend on the function-value query complexity and the distribution of search directions. The distributional result reflects the trade-off between statistical efficiency and function query complexity. We further analyze the choices of random search directions to minimize the asymptotic covariance matrix, and conclude that the optimal search direction depends on the optimality criteria with respect to different summary statistics of the Fisher information matrix. Based on the asymptotic distribution result, we conduct online statistical inference by providing two construction procedures of valid confidence intervals. We provide numerical experiments verifying our theoretical results with the practical effectiveness of the procedures.